Empower Your RIA Practice

Preparing for the DOL Fiduciary Rule

The new DOL ruling affects all in the financial services industry — from broker-dealers to RIAs to asset managers. Learn how to navigate the changing regulatory landscape and take steps to adapt and prepare for the fiduciary rule.

If you are a registered investment advisor (RIA), or thinking about becoming one, Envestnet can help you achieve advisory excellence while managing your growing business. The Envestnet Advisor Portal provides comprehensive, yet flexible, support across every area of your practice. Spanning the core capabilities of advise, invest, manage, and report, our open-architecture technology allows you to integrate all your business functions, or start with a single capability and build advisory and management support as you see fit.

Envestnet | Tamarac™’s Advisor Xi® integrates portfolio and customer management applications into a web-based platform, so rather than managing back-office operations, you can focus on growing your business and delivering the highest levels of advice and service. For your most challenging cases, our Envestnet | PMC® investment advisors are available to provide consulting support and assist you in building superior, customized portfolio solutions.

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Diagnose Your Practice

As an independent advisor, you face increasingly complex demands of advising and serving your clients, while at the same time growing and managing your business.

To get a strong sense of where you are today—and where you can be with Envestnet—take the following brief diagnostic. Click on any of the following statements that may apply to your current situation.

My staff and I spend a lot of time managing different systems in order to take my clients through the wealth management process.

Employ a better way to manage wealth with the Envestnet Advisor Portal. From risk assessment, portfolio analytics, and proposal generation to access to more than 15,000 investment products, from rebalancing, billing, and administrative tools to aggregated reporting capabilities, our integrated technology gives you the tools to conquer complexity and effectively manage your practice.

My clients have unique needs that often require a customized solution in order to successfully achieve their investment goals.

Leverage Envestnet’s portfolio consultants (Envestnet | PMC) to work through complex proposals and devise comprehensive solutions. PMC creates asset-allocated fund strategies based on its objective, ongoing manager research and due diligence. You also have access to hundreds of asset managers and more than 60 leading strategists, including many who are pioneers in the industry.

My clients have additional wealth that I do not manage.

Deliver truly holistic advice to your clients based on a clear and comprehensive view of their wealth. On a daily basis, Envestnet's Vantage Reporting Solutions gathers and reconciles data on all your clients’ assets--whether managed by you or managed elsewhere.

It sometimes takes weeks to analyze investment strategies before I can confidently deliver appropriate recommendations to my clients.

Create "what-if" scenarios to help you better manage client outcomes and strengthen your practice, using our advanced portfolio analytics combined with our aggregated reporting capabilities.

The investment presentations that I deliver to prospects are pieced together manually.

Create powerful investment proposals that give prospects a complete analysis of their wealth. Proposal documents are generated and downloadable online and can include colorful graphics and be labeled with your branding.

Case Studies

Integrating Technology to Provide Generational Financial Planning

“While their work styles may differ, both Paul and Traci Garnett believe Envestnet has improved efficiencies across their practice, allowing them to focus on higher-net-worth clients and larger accounts.”

Read more about Integrating Technology to Provide Generational Financial Planning

Working with Envestnet | PMC

“I can choose from dozens of strategists, hundreds of managers and thousands of products--including all kinds of alternatives.”

Read more about Working with Envestnet | PMC

Creating Real-time "What-Ifs"

"I can gather information on clients' holdings in seconds, including the assets I don't manage personally, and give my clients real-time 'what-ifs'."

Read more about Creating Real-time "What-Ifs"

Sample Deliverables

Designed with You in Mind

As important as the work you do is your ability to communicate it to clients and prospects. With Envestnet, you can build personalized, holistic investment proposals and reports that incorporate all of a client's assets, including those in accounts that may be managed elsewhere, in a beautifully designed document branded with your logo. To build your recommendations, you can draw on a foundation of proven tools and research, including our frequently updated capital markets assumptions and asset allocation guidance. Our performance reports are completely customizable, and can include growth targets, tax estimates and custom time periods as well as more standard performance measures.

SCREENSHOTS ARE FOR DEMO PURPOSES ONLY AND DO NOT REPRESENT ACTUAL CLIENT INFORMATION OR ACTUAL INVESTMENTS. NOT ALL SCREENSHOTS MAY BE APPLICABLE TO YOUR FIRM.

Streamlined Proposal Generation

Our advanced proposal generator allows you to more effectively build investment proposals geared towards your clients' need.

Market Analysis

Provide insights on the market environment with your quarterly performance report to clients.

Asset Allocation

Asset allocation pie charts are designed with two levels in order to display asset classes as well as specific holdings.

Performance Reports

Access professional performance reports that include an aggregate overview, income schedule, and much more.

Empower Your RIA Practice

Tabbed Content

Integrating Technology to Provide Generational Financial Planning

Working with Envestnet | PMC

Creating Real-time "What-Ifs"

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