Preparing for the DOL Fiduciary Rule

Fiduciary Standard of Care

Regardless of regulatory uncertainty, market and consumer forces are reshaping the delivery of advice. The fiduciary environment is here to stay and poses significant challenges for advisors and firms in numerous areas including compliance, operations, and client services.

At Envestnet, we are committed to powering the future of advice. Our comprehensive fiduciary compliance solutions are here to help you stay ahead of the curve and capitalize on the fiduciary opportunity to provide a higher standard of care that clients are increasingly expecting.

White Paper: The Fiduciary Opportunity

In this paper we will explore these industry dynamics and how successful advisors of the future will evolve their value proposition from making investment product recommendations to meeting the digital expectations of the consumer while also engaging clients in a more comprehensive conversation about the important goals and aspirations they have for their wealth— delivering a lifecycle of advice. This unique industry inflexion point is what we see as the Fiduciary Opportunity.

 

Download White Paper >

 

Infographics: Become the Advisor of the Future

Turn Compliance Challenges into Business Opportunities
Advisors plan to implement higher standard of care regardless of regulatory uncertainty. View the infographic

 

Advanced Technology Integration - Turbocharging Productivity
How do advisors benefit for advanced technology integration? View the infographic

 

Enhancing the Advisor's Value Proposition
Ten ways to become an essential advisor. View the infographic

 

Enhancing the Lifecycle of Advice
Using advanced technology to improve onboarding and create a better client experience. View the infographic

DOL Fiduciary Rule Resources

The fiduciary standard aligns interests of the advisor and the client. The advisor must give best interest advice—prudent advice that is based on investment objectives, risk tolerance, financial circumstances, and the needs of the client. With the Envestnet platform capabilities well-positioned for a fiduciary environment, we are ready to help you not only comply with foreseeable regulatory changes, but to thrive in competition and potentially take market share. 

 

Learn more about Envestnet's Fiduciary Solutionsincluding Fiduciary Desktop>