1. Risk Assessment & Investment Policy
Establish and monitor risk parameters for each investment objective and utilize risk tolerance questionnaires to establish limits for a variety of investment situations.
2. Asset Allocation Strategy
Robust asset allocation module allows financial advisors and broker-dealers to build and document customized, pre-established or third party model allocations.
3. Research & Due Diligence
Deep research and due diligence capability allows access to both proprietary and third party research to review and evaluate portfolio performance and statistics.
4. Portfolio Construction
Streamline portfolio construction with tools that allow you to define investable assets and build model portfolios using multiple models and filters.
5. Asset Management & Investment Programs
Customize, or use a pre-existing asset allocation model, to allow your platform offerings to accommodate a combination of different investment products including separately managed accounts, equities, mutual funds, ETFs and other products.
6. Proposal & Presentation
Use a well-defined proposal development process to customize investment solutions for a variety of client goals and generate required documentation and paperwork.
7. Investment & Administration
This module includes all of the basics needed to manage accounts including communications with custodians and managers and programs for investment monitoring.
8. Account Management & Overlay Services
Add additional dimension to account management with this module that allows application of multiple criteria and retirement income planning to your portfolio management.
9. Reporting & Monitoring
Aggregate all data for client accounts and design customized quarterly reports for clients. Module also allows tracking and documentation of all trading and sales activity.
10. Communications & Education
Keep up to date on news and announcements relevant to your clients’ accounts. Create customized advisor alerts and notifications plus maintain current marketing materials and resources.